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#regulation 기사 18개 표시 중
#regulation

Global Financial Regulation Overview
A regulated broker is not automatically a safe broker, because regulation is a spectrum and the regulator on the certificate matters far more than the word itself.

FCA Regulation and Client Fund Protection
The FCA is the gold standard of European-facing brokerage regulation, and a genuine license means segregated funds, a compensation scheme, and a working complaint path.

ESMA: Leverage Limits and Negative Balance Protection
In 2018 ESMA imposed retail product intervention rules that applied across the entire EU at once, transforming CFD trading in Europe and setting a template later copied by ASIC.

CySEC and Offshore Regulation Truth
Many well-known forex brands hold a CySEC license that is real, but it protects only clients routed through the Cyprus entity — trade the offshore subsidiary and EU protection is gone.

Filing Complaints and Dispute Resolution
Most traders give up the moment a broker stonewalls them, but every tier-1 jurisdiction offers a free dispute path that brokers are legally bound to respect.

ASIC Regulation and Segregated Accounts
ASIC offers solid conduct rules and leverage caps, but the Australian regime has a crucial gap: there is no government compensation scheme and client money rules for OTC derivatives are looser than you might expect.
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